Post by cxgllc on May 1, 2019 7:00:27 GMT -5
Compliance Exchange Group has the solution: outsource a Series 24 General Securities Principal. Costs to outsource your compliance functions are a fraction of what you pay compared to in-house. It also eliminates the trap of using a non-specialized person to manage compliance when a seasoned executive should be at the helm: outsourcing a dedicated compliance resource reduces risk, cancels resource bottlenecks, and delivers better results. Your firm can again focus on revenues and growth.
How to be a Broker Dealer | Series 24 General securities principal
How to be a Broker Dealer | Series 24 General securities principal