Post by cxgllc on May 3, 2019 7:22:16 GMT -5
The Series 63 is a securities exam and license entitling the holder to solicit orders for any type of security in a particular state. [Important: Agents must acquire the Series 63 license, in addition to a Series 7 or Series 6 license, to sell securities.
The Series 63 (formally known as the Uniform Securities Agent State Law Examination) is a registered exam that is required of all potential registered representatives in most of the U.S. states—Colorado, Florida, Louisiana, Maryland, New Jersey, Ohio, Vermont, the District of Columbia, and Puerto Rico do not require the Series 63.
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The Series 63 (formally known as the Uniform Securities Agent State Law Examination) is a registered exam that is required of all potential registered representatives in most of the U.S. states—Colorado, Florida, Louisiana, Maryland, New Jersey, Ohio, Vermont, the District of Columbia, and Puerto Rico do not require the Series 63.
FINRA Compliance | Hire series 24 Principal